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| Royal Commission on Environmental PollutionThe Commission's Reports Reports issued by the Royal Commission on Environmental PollutionEnvironmental Planning Index of Evidence Submitted to Environmental Planning Study | ||||||||||||||||||||||||||||||||
Royal Commission on Environmental Pollution |
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to the Environmental Planning Study
Thank you for consulting SNH on the above study, and for allowing us to stray a little beyond the consultation deadline. We welcome the study as likely to shed light onto areas which are central to issues of environmental quality and sustainable development. 'Environmental planning' is a broad topic. Alongside the procedures for land use planning, public policy for the environment is implemented through a multiplicity of regulatory frameworks, strategies, designations and incentive regimes. Some of these are overtly environmental: others have social or economic objectives but have effects upon the environment. We welcome the attempt to seek an overview of planning to meet environmental objectives, difficult though this may be. I attach, as an annex, responses to your questions. Each could be addressed at much greater length, but we have tried to highlight those areas where we feel SNH's experience is most likely to be valuable. If we can help by further expanding upon points raised here, either through further correspondence or through verbal evidence, we would be very pleased to do so.
1. Environmental sustainability
a. Has the pursuit of sustainable development as the broad objective of policy had favourable or unfavourable consequences for protection of the environment? To the extent that consequences have been unfavourable, how could that best be remedied? By the same token, however, the greater the weight accorded to sustainable development as an objective of public policy, the greater will be the temptation to re-interpret the concept to suit the interests of particular sectors. In the past economic interests have attempted to subvert it in this way; in the current political climate there are signs that those pursuing a social agenda may be trying to do so. And of course both these groups would (sometimes with some justice) accuse protagonists of the environment of taking a similarly blinkered view. To guard against this danger it is vital to cling to and re-emphasise the key principle that sustainable development is about integrating social, economic and environmental objectives and recognising that they have equal legitimacy. Moreover, there has to be an understanding of mankind's fundamental dependence on a soundly functioning ecosystem, so that due weight is accorded to long-term stewardship of the environment in cases where there is a perceived conflict between environmental and other objectives. Without this, there will always be a high risk that long-term interests (social and economic as well as environmental) will be sacrificed for short-term economic gain. This underlines the importance of the principle of inter-generational equity, as well as matters of intra-generational equity which tend to figure strongly in the thinking of those who approach the sustainable development agenda predominantly from a social angle.
b Can environmental objectives always be balanced against other issues or are there environmental imperatives? If so, how are they (or how should they be) determined?
c What regulatory approaches are likely to be the most effective and practicable to protect the environment, in both measurable terms, e.g. water, soil and air quality, and less tangible aspects, e.g. landscape and amenity? For the natural heritage, we support a whole-countryside approach which recognises that these values are found to different degrees in all places, and which recognises that bundle of values within all land use and land management planning and regulatory frameworks. Within such an approach, there will continue to be a need for the identification and designation of special areas where natural heritage values are particularly high, and for frameworks of policy and practice which safeguard and enhance these special qualities.
d In practice, to what extent does land use planning still embody a presumption in favour of development? Has the legislative change to a plan-led system given land use planning the potential to become a more effective instrument for achieving environmental sustainability? Is any further change necessary, and if so, what?
Despite the fact that some capacity studies are starting to come forward progress in this direction to date has been pretty limited. There is an urgent need for a planned approach in relation to the development of renewable energy resources. Government so far has largely adopted a market-led approach in the interests of securing new renewable energy sources at least cost. Instead, we need a planned approach which encourages renewable energy developments of a type and in locations which have least environmental impact. There should also be a link to success in reducing energy consumption. Targets for the generation of a proportion of UK or Scottish electricity from renewable sources are currently advocated against a background of steadily rising overall energy consumption. Unless economic growth and energy consumption can be decoupled, the environmental costs of large-scale adoption of renewables (notably though accumulated landscape and visual impacts) could be increased without securing decrease in carbon dioxide emission from fossil fuel sources.
f Do current arrangements for environmental planning sufficiently take into account the cumulative impacts of developments? In this respect forestry has made great strides during the last ten years, although the issue remains that while there is local impact regulation and good practice guidance, it has not (until this year) been seen in national overview terms. The proposed Scottish Forestry Strategy now offers the prospect of a national framework which can help deliver multiple benefits. As far as agriculture is concerned problems still remain in integrating food production and environmental stewardship objectives, although the commitment now being made towards enhanced agri-environment spending will help. In development planning cumulative impact remains a difficult issue, both in terms of individual developments which grow by accretion and of separate developments which, taken together, can fundamentally alter (for example) the landscape character and quality of a particular area. It is important that decisions on individual development proposals are taken with a view to the longer term consequences and wider context. This underlines the importance of the development plan which can anticipate such pressures and lay down policies designed to counter them. There may also be a case for strengthening the hand of planning authorities in declaring classes of development on which planning decisions can be deferred to consider several developments at once; or of strengthening the provisions within EIA which require comparative assessment of different possible sites, or of requiring SEA for selected classes of development. In more general terms, all change is incremental. A key role for strategic land use plans should be to identify where cumulative incremental changes might approach social or environmental limits. This highlights the importance of such plan-led approaches being informed by a vision of overall development objectives.
g To what extent is effective environmental planning hindered by a lack of resources within central government and local government, statutory agencies and advisory bodies? Have the procedures become to complex for any institution to cope adequately?
h What are the implications of long-term risks, such as those posed by climate change or persistent waste, for environmental planning? Can planning systems become drivers for limiting the extent of damage from unavoidable climate change?
i To what extent does the achievement of environmental sustainability depend on permitted uses being time limited? 2. Boundaries
a To what extent does a mismatch between administrative areas and environmental processes contribute to environmentally unsustainable planning, for instance in river catchments or along coastlines? What should be done about it? Biozonal approaches, such as SNH's Natural Heritage Zones programme, aim to integrate different elements of the natural heritage, and bring together local and national aspirations for the natural heritage. The boundaries of these zones do not coincide with administrative boundaries, but they should providing a framework for considering the natural heritage in-the-round, rather than as a series of independent elements.
b What problems arise from different plans being produced and implemented for overlapping geographical areas? One timely example of how these integrative difficulties may be resolved are Scotland's proposed new National Parks. These Parks are likely to be given statutory purposes relating not only to safeguarding the natural and cultural heritage and providing for its enjoyment and understanding, but also promoting sustainable use of its natural resources, and promoting the socio-economic well-being of its local communities. The Parks should create a new planning tier, representing a balance of local and national interests, which brings together existing regulatory frameworks for both land-use and development planning through the Park Plan. Community Plans in Scotland also aim to integrate council and agencies' strategies and funding programmes for individual local authority areas. These plans are at an early stage of development but present a key opportunity for integration at a local level. This is in line with the McIntosh Commission's proposals for a power of general competence for local authorities including powers to oblige local public bodies to work in partnership with councils in developing a Community Plan. This local horizontal integration will have implications for policies and programmes within individual agencies.
c Should the land use planning system be responsible for helping to deliver policy targets in other areas such as transport, energy, water provision, flood protection, climate change and nature conservation?
We would expect GIS to contribute substantially in this area: GIS enables a much improved geographical perspective on resources and impacts. SNH has used GIS extensively both at the local scale, for example in mapping vegetation communities for planning environmental management in the Cairngorms, and also at the strategic scale for example in seeking an approach which 'fits' windfarm development to landscape character.
e Does the lack of control over certain activities, such as forestry and agriculture, prejudice the achievement of environmental goals? If so, what would be the effect of introducing such controls? During the last decade, forestry has made great strides towards a multiple-benefit approach, soon to be supported by a national Forestry Strategy and revised Indicative Forestry Strategies at regional level. Recognition of environmental goals as an essential component of forests has had a huge impact on forestry design. Agriculture has still some way to go, though the recent publication by the Scottish Executive of a discussion document on 'A Forward Strategy for Scottish Agriculture' could herald a step in this direction. 3. Integration or co-ordination?
a Does the current system need "fixing"? What gaps, unnecessary duplication and conflicts exist in present arrangements for environmental planning?
SNH has always been cautious about extending the scope of the current land use planning system to embrace land management activities because of the dangers of overloading responsibilities on a system which is already stretched, and which has limited land management expertise to draw on. We do not see the land use planning system as the best way to regulate the on-going management of land and water. There is however scope for extending planning control to a relatively small number of associated developments which have a significant impact on rural areas: the buildings, mineral extraction, roads and tracks associated with agricultural and forestry operations; river works affecting the structure of the river; and built developments below the low water mark. We also consider that land use planning should be extended to include a wider range of telecommunications development. There may also be a case for extending planning control to extensive afforestation schemes; although this issue needs to be considered further in the context of the Scottish Parliament's general approach to the promotion and regulation of forestry. This is a land-use change with very long lasting effects; and any future consideration of how forestry is best promoted, guided and regulated should not automatically dismiss the option of bringing it within the planning system. However, at present we do not see a similar case for the widening the scope of the planning system more generally to agriculture, as any advantages that might accrue in terms of public accountability and environmental protection would be significantly outweighed by the increased complexity of the planning system it would require, as well as the additional bureaucratic and financial costs placed on the industry and the planning authorities themselves. The further 'greening' of the agricultural support system through the Rural Development Regulation and the effective implementation of the environmental assessment regulations may offer better means to secure the necessary safeguards. Many of the mechanisms for the planning and encouragement of forestry already exist and are relatively well-tried and tested, although their ability to deliver in practice is yet to be proven. Indicative Forestry Strategies have yet to guide forestry to sites which optimise the full range of benefits and which by virtue of that fact should be relatively uncontroversial and the development of Forest Framework Plans to guide afforestation and achieve a satisfactory balance of land cover and uses in areas which already contain a high level of forest cover is still in its infancy. There is a need to target the Woodland Grant scheme in Scotland in order to maximise the public benefits that forestry delivers, as well as to ensure a complementarity between the public incentives for forestry and agriculture to help to deliver an agreed local vision. Until now, the mechanisms for guiding the geographical location of new afforestation at the regional and local scales have lacked a clear steer at the national level about which areas should be targeted for forestry expansion in the future, and of what type. This gap is now being filled by the Scottish Forestry Strategy. However, while the overall land use planning framework may be sound, its capacity to work effectively has been hindered by:
It has been recognised that the land use planning system needs to be well integrated with the plans and programmes of Government agencies, and the other regulatory frameworks provided by pollution control, buildings standards and environmental assessment. Community Planning in Scotland has established a new process for local authorities and partners to jointly plan, provide for and promote the well-being of the communities they serve. SNH supports the development of Community Planning which offers the potential to develop overarching policies and strategies for sustainable development and social inclusion in a more co-ordinated and consistent manner than previously and with the close involvement of local communities. In future the proposed National Park Plans should also perform this function for areas designated as national parks. Strategic Environmental Assessment The Scottish Executive is committed to introducing strategic environmental assessment for government programmes. Given our experience in this area through EADP and EC structural fund programmes, we see the value of developing different SEA methodologies for different tasks, rather than develop one single definition or methodology for SEA. To ensure natural heritage interests are given proper consideration alongside social, economic and other environmental factors, we would like SNH to be given a formal role in SEA in Scotland which would mirror our statutory role in respect to Environmental Assessment. As we have argued in responses to the various consultations on the European Spatial development Framework, in addition to the national, regional and local policy level, SEA could also be usefully applied to EC policies.
b Is there in practice a hierarchy in the formulation of different types of environmental plans? Would there be advantages in establishing a clearer hierarchy? However, we would tend to see these as complementary and interdependent nested plans, rather than as a hierarchy. As outlined in our answer to 3(a) above, we can imagine Community Plans - embodying the work of Local Agenda 21 - becoming important as a new overarching framework. Their capacity to set a vision for an area which enables the integration of development planning with broader local aspirations for land-use and socio-economic objectives will effectively place the Community Plan above other plans.
c Should the process of environmental planning be further integrated or rationalised, e.g. as in New Zealand? Or would better co-ordination be sufficient to ensure an efficient and effective system?
d Are present arrangements for environmental planning efficient and cost-effective? Can the wish to speed up the land use planning processes be reconciled with effective environmental protection?
e Are the mandates and procedures of the pollution control bodies appropriate to their environmental planning responsibilities? Are these responsibilities appropriate? Is it practical to have parallel decisions on land use planning and pollution control?
f Has a satisfactory integration of transport planning and land use planning been achieved? If not, what more needs to be done?
While important, environmental planning and regulation is a blunt instrument, insufficient of itself to ensure the integration of environmental objectives into all the sectors that it bears upon. Integration could be further facilitated by reflecting environmental objectives in fiscal signals at all levels. We therefore support the use of economic instruments which discourage environmental 'bads' and encourage environmental 'goods' - including the landfill tax, the climate change levy, the aggregates tax, etc. However, any fiscal measures should take adequate account of the special needs of rural areas which have the potential to be disadvantaged by blanket fuel price increases. Some types of environmental impact have not been adequately taken account of in development control decisions because the significance of the impact lies in cumulative effects rather than individual impacts. The incremental loss of biodiversity or amenity, or of water storage in the soils of a catchment, or of carbon stored, often goes unnoticed. There is therefore a need to explore techniques such as the environmental capital approach which address this kind of environmental service. The quality of planning decisions could be improved by ensuring that a more comprehensive range of environmental issues is considered.
h One possible economic instrument could be a "betterment tax" aiming to increase public ownership of development gain. Is such a tax feasible and desirable? Might there be some way of linking the rate of tax to environmental impact?
i Does the adoption of sustainability as the focus of policy intensify disagreements about the boundary between public and private development rights and obligations? To what extent does the current system enable such issues to be resolved? 4. Subsidiarity and democracy
a Is the current balance between elected leadership, expert assessment and public participation in environmental planning decisions appropriate?
b How do we ensure that all levels of decision-making processes are sufficiently open, transparent and accountable to gain public acceptance? What are the best ways to reflect the range of public opinion whilst maintaining an appropriate procedural timetable? When should local public opinion be overridden in the interest of a broader common goal? On the third, the key is national planning guidance or designations which reflected national democratic support. In the current debate about National Parks in Scotland, the Park bodies will need representation from national interests, as well as local. In a plan-led system, plans will reflect national planning guidance. Ultimately, as national policy is likely to succeed in the face of sustained and widespread local opposition something has to give, be it the policy itself or an acceptance that a transfer of resources will be needed to make the policy acceptable locally. As well as such "compensation", however, there is a need to explain the justification for the policy and to outline the other benefits that it is likely to bring locally. This requires pro-active "selling" of the policy and a willingness to engage in debate at local level.
c What should be the relationship between international, national, regional and local goals? Should environmental planning take place at the lowest level consistent with the common good (the principle of subsidiary)? How far do current arrangement depart from that principle?
d Are new regional planning arrangements, or other measures such as strengthening the strategic planning role of local government, needed to ensure greater coherence between national and local planning regimes? If so, what should these be and how should they be made accountable?
e To what extent do the principles of the environmental planning regimes in England, Scotland, Wales and Northern Ireland need to differ from each other? What are the specific drivers for these differences?
f Does the present form of planning inquiry offer the best way of resolving disputes? Should it be extended to permit a third party right of appeal? If so, should such rights be restricted to prevent abuse?
g Would environmental tribunals or courts enhance public confidence in the land use planning appeals process? If so, would they impose significant extra costs and delays? 5. Assessment approaches
a What are the most appropriate appraisal methodologies for use in drawing up environmental plans and assessing the environmental impact of plans prepared for other purposes? Do appraisal methodologies applied to individual cases provide sufficient information about their implications for wider environmental goals? We see there being a significant omission at present for strategic-level assessment of environmental effects, either by themselves or alongside economic and social effects. This kind of assessment/appraisal needs to be incorporated into policies, spending plans, subsidy regimes, and development plans at all levels of government, local authorities, agencies, as well as the larger private organisations. It is difficult for individual project level appraisals (where the bulk of assessment is currently undertaken) to address meaningfully the contribution made to wider environmental goals. There is still some work necessary to explore and broaden understanding of different SEA techniques, but the implementation of the forthcoming EC Directive should raise the profile of SEA as a technique over the next few years.
b. Could increased use of such methodologies dovetail effectively with efficient operation of environmental planning systems? How widely applicable should environmental appraisal be? What level of detail is appropriate for the various plan types? Who should be responsible for i) undertaking environmental appraisal, and ii) judging its quality? We believe the proponent of the action (policy, programme, plan, project) should undertake the appraisal, since the appraisal should feedback and inform the action taken. Questions about the impartiality of such a situation are inevitable. There may be scope to provide for independent auditing of the standards of such appraisals, building on existing BS or ISO standards such as those for Environmental Management.
c What would be the value of increased use of other assessment tools e.g. sustainability appraisal, environmental capital, environmental footprint, environmental space, and health impact assessment?
We are not familiar with any such studies, though we understand that the Scottish Executive may have commissioned such a study in relation to public perception of the impacts of windfarms. SNH has experience of mitigation and compensatory agreements in a variety of situations.
e How adequate is the knowledge base, including the location and availability of expertise, provision of training for practitioners, and the accessibility and quality data? How far are any of these elements in the knowledge base constrained by the lack of resources or suitable institutions, and, if appropriate, how could that be remedied? Linkages between human activities and environmental consequences are often poorly underpinned by data. Examples of this include an inadequate knowledge of urban greenspace, about the peri-urban environment, and development pressures in the countryside. For these, data have generally not been assembled in consistent or accessible forms. Statistical data on farm production tends to be collected and utilised in isolation from studies concerned with determining environmental benefits and impacts of farming. Improved mechanisms are required for matching information collection, analysis and interpretation to information needs for policy formulation, evaluation and advice. Environmental and sustainability 'indicators' development calls for relevant and robust time-series data. Data integration commonly requires a consistent approach to the management and utilisation of spatial data. Increasingly, web portals or gateways, such as the National Biodiversity Network gateway, are becoming essential elements of data access and dissemination. Aimed at addressing such concerns, SNH is improving the ways in which it manages and provides information. In working with others, SNH is providing input into a Scottish Executive sponsored project which seeks to define 'an improved rural data infrastructure for Scotland'. The May 2000 consultation report from the 'Digital Scotland Task Force' indicates the need for more effective and more integrated ways of managing and supplying public sector information. The development of 'National Statistics' may provide one means for better harmonisation of data. Notwithstanding inevitable resource constraints, opportunities exist for doing things better. In general, more collaborative priority setting and more open attitudes to information provision should be fostered and encouraged. SNH has long been concerned at the paucity of relevant environmental expertise in some key decision-making bodies, especially local authorities. We would like to see many more staff with ecological and landscape expertise employed in these bodies. This should help significantly to improve the quality of decision-making and to increase "ownership" of environmental objectives; it would also reduce the pressure on SNH to make good the shortage of such skills through its own advice. Unfortunately recent times have seen, if anything, a reduction in the number of local authority staff with relevant skills: this is entirely contrary to the key role that they should be playing in promoting the sustainable development agenda.
Back to Index of evidence to the Environmental Planning Study
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22 March, 2007
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